COMPLIANCE AND CONTROL MANAGER AT RIVERLY FINANCE COMPANY LIMITED | COMPLIANCE AND CONTROL JOBS IN LAGOS

About Company:

Riverly Finance Company Limited is a financial services organization focused on providing accessible and innovative funding solutions to individuals and businesses. We typically operates within the financial services sector, offering products such as loans, asset financing, investment solutions, and financial advisory services. Our core objectiveis to bridge funding gaps by delivering flexible, customer-centric financial products that support business growth, personal financial stability, and economic development. We leverage technology-driven processes and sound risk management practices to ensure efficient service delivery and sustainable operations. We are a trusted financing partner committed to empowering clients through reliable, transparent, and tailored financial solutions.

Job Description:

• We are looking to hire a highly experienced and detail-oriented Compliance and Control Manager to oversee the organization’s regulatory compliance framework and internal control systems.
• The role is responsible for ensuring adherence to all applicable laws, regulations, and internal policies, while proactively identifying, assessing, and mitigating compliance and operational risks
• The ideal candidate will bring strong expertise in financial services regulation, risk management, and corporate governance.

Key Responsibilities
Regulatory Compliance Management:

• Develop, implement, and continuously enhance the company’s compliance framework in line with regulatory requirements and industry best practices.
• Ensure full compliance with applicable laws, including guidelines from regulatory bodies (e.g., CBN and other relevant authorities).
• Monitor regulatory changes and advise management on their impact on business operations.
• Serve as the primary liaison with regulators, auditors, and external stakeholders on compliance-related matters.

Internal Controls & Risk Management:

• Design, implement, and maintain robust internal control systems to safeguard company assets and ensure operational efficiency.
• Conduct periodic risk assessments across all business units and recommend appropriate mitigation strategies.
• Monitor adherence to internal controls and escalate identified control weaknesses.
• Oversee fraud prevention, detection, and investigation processes.

Policy Development & Governance:

• Develop, review, and update company policies, procedures, and control manuals.
• Promote a strong compliance culture and ethical standards across the organization.
• Ensure effective corporate governance practices are embedded in all operations.

Audit & Monitoring:

• Coordinate internal and external audit activities and ensure timely resolution of audit findings.
• Conduct compliance reviews and monitoring exercises to ensure adherence to policies and regulations.
• Prepare detailed compliance and risk reports for senior management and the Board.

Training & Awareness:

• Develop and deliver compliance training programs for staff to enhance awareness of regulatory requirements and internal policies.
• Provide advisory support to business units on compliance-related issues and decision-making.

Reporting & Documentation:

• Maintain accurate records of compliance activities, incidents, and regulatory communications.
• Prepare periodic compliance reports, including risk exposure and mitigation updates.

Key Performance Indicators (KPIs):

• Level of regulatory compliance and absence of sanctions or penalties
• Effectiveness of internal control systems
• Timely resolution of audit and compliance issues
• Reduction in compliance breaches and operational risks
• Quality and timeliness of regulatory and management reports
• Staff compliance awareness and training coverage

Requirements:

• Bachelor’s Degree in Law, Finance, Accounting, Business Administration, or a related field.
• Relevant professional certifications (e.g., CAMS, CISA, ACA, ACCA, or equivalent) are highly desirable.
• Minimum of 7–10 years’ experience in compliance, risk management, audit, or internal control within financial services, fintech, or banking.
• Strong knowledge of regulatory requirements, including CBN guidelines, AML/CFT regulations, and corporate governance standards.

Skills & Competencies:

• Strong understanding of compliance frameworks and risk management principles
• Excellent analytical and problem-solving skills
• High attention to detail and strong organizational ability
• Effective communication and stakeholder management skills
• Strong leadership and team management capabilities
• Integrity, professionalism, and sound judgment.

Personal Attributes:

• Ethical and principled with a high level of integrity
• Proactive and solution-oriented
• Resilient and able to work under pressure
• Strong decision-making and critical thinking skills
• Ability to maintain confidentiality and handle sensitive information.

Remuneration & Benefits

• Health insurance and other company benefits
• Opportunities for career growth and professional development

Salary

Application Closing Date: Not specified

Application Instructions:

Interested candidates should submit their CV to: beeexsolutionsinc@gmail.com using the Job Title as the subject of the email.